Thomas Gooden is the Chief Compliance Officer, responsible for compliance and supervisory functions, including the monitoring of activities to ensure compliance with our firm’s Code of Ethics. Thomas has been in the financial industry for 25 years.
Thomas is a native St. Louisan and graduated from the University of Kansas where he and his wife, Mona, met. They have two daughters, Caroline and Allyson, and a rescue dog named Cora. He is an avid runner and cyclist and raises money for charities though running/cycling events throughout the year.